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De-Coupling of Ownership, Economic and Voting Power in Public Companies – The...

Posted by Adam O. Emmerich, Wachtell Lipton Rosen & Katz, on Friday, August 1, 2008 Editor's Note: This post is from Adam O. Emmerich of Wachtell Lipton Rosen & Katz. A related development was...

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UK Rules for Disclosure of Derivatives

Posted by Adam O. Emmerich, Wachtell Lipton Rosen & Katz, on Saturday, March 28, 2009 Editor's Note: This post is based on a client memo by Theodore N. Mirvis, Adam O. Emmerich, William Savitt,...

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Financial Institution Recovery and Resolution Plans

Posted by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Thursday, June 3, 2010 Editor's Note: This post comes to us from Barnabas Reynolds, a partner at...

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UK Financial Services Authority Issues the Final-Form Remuneration Code

Posted by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Saturday, January 15, 2011 Editor's Note: This post comes to us from John J. Cannon, a partner in the...

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The Proposed Restructuring of the UK Financial Regulatory Framework

Posted by Barnabas Reynolds, Shearman & Sterling, on Monday, October 17, 2011 Editor's Note: Barnabas Reynolds is head of the global Financial Institutions Advisory & Financial Regulatory Group...

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UK Special Administration Regime

Posted by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Sunday, December 4, 2011 Editor's Note: The following post comes to us from Lawrence V. Gelber, partner...

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The Enforcement Regime of the UK Financial Services Authority

Posted by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Thursday, January 5, 2012 Editor's Note: The following post comes to us from Jeffery Roberts, senior...

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Differences Between US and UK Market Abuse Regimes

Posted by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Saturday, April 7, 2012 Editor's Note: The following post comes to us from John H. Sturc, co-chair of the...

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Shadow Banking and Financial Instability

Editor’s Note: Lord Adair Turner is chairman of the United Kingdom Financial Services Authority. This post is based on a speech delivered by Lord Turner at the Cass Business School; the speech and...

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EU AIFMD: UK Implementation Update

Posted by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Wednesday, December 26, 2012 Editor's Note: The following post comes to us from Jeffery Roberts, senior...

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FSA Calendar Year-End Update 2012

Posted by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Sunday, January 27, 2013 Editor's Note: The following post comes to us from Paul Hinton, Vice President...

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The “Hindsight” Principle and Clients of Insolvent UK Brokers

Posted by Barnabas Reynolds, Shearman & Sterling, on Tuesday, March 5, 2013 Editor's Note: Barnabas Reynolds is head of the global Financial Institutions Advisory & Financial Regulatory Group...

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Financial Services Act 2012: A New UK Financial Regulatory Framework

Posted by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Sunday, March 24, 2013 Editor's Note: The following post comes to us from Jeffery Roberts, senior partner...

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De-Coupling of Ownership, Economic and Voting Power in Public Companies – The...

Posted by Adam O. Emmerich, Wachtell Lipton Rosen & Katz, on Friday, August 1, 2008 Editor's Note: This post is from Adam O. Emmerich of Wachtell Lipton Rosen & Katz. A related development was...

View Article

UK Rules for Disclosure of Derivatives

Posted by Adam O. Emmerich, Wachtell Lipton Rosen & Katz, on Saturday, March 28, 2009 Editor's Note: This post is based on a client memo by Theodore N. Mirvis, Adam O. Emmerich, William Savitt,...

View Article


Financial Institution Recovery and Resolution Plans

Posted by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Thursday, June 3, 2010 Editor's Note: This post comes to us from Barnabas Reynolds, a partner at...

View Article

UK Financial Services Authority Issues the Final-Form Remuneration Code

Posted by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Saturday, January 15, 2011 Editor's Note: This post comes to us from John J. Cannon, a partner in the...

View Article


The Proposed Restructuring of the UK Financial Regulatory Framework

Posted by Barnabas Reynolds, Shearman & Sterling, on Monday, October 17, 2011 Editor's Note: Barnabas Reynolds is head of the global Financial Institutions Advisory & Financial Regulatory Group...

View Article

UK Special Administration Regime

Posted by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Sunday, December 4, 2011 Editor's Note: The following post comes to us from Lawrence V. Gelber, partner...

View Article

The Enforcement Regime of the UK Financial Services Authority

Posted by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Thursday, January 5, 2012 Editor's Note: The following post comes to us from Jeffery Roberts, senior...

View Article
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